Important Disclosures
Regulatory Disclosures as per SEBI (Investment Advisers) Regulations
Conflict of Interest Disclosure
Investment Climb Advisory, its employees, and representatives do not receive any commissions, referral fees, or consideration from mutual funds, insurers, or product issuers.
Any potential conflict of interest shall be disclosed to the client before rendering advice. We are committed to maintaining complete independence and acting solely in the best interest of our clients.
Risk Disclosure
All investments in financial products are subject to market risks.
- Past performance is not indicative of future returns
- Investment Climb Advisory does not guarantee any returns or capital protection
- Market conditions, economic factors, and regulatory changes can affect investment values
- Different asset classes carry different levels of risk
- Clients are advised to read all scheme-related documents carefully before investing
Clients should seek independent advice where necessary and ensure they fully understand the risks associated with any investment before proceeding.
Client Risk Profiling & Suitability
As per SEBI guidelines, we conduct detailed risk profiling and suitability assessments before providing any investment advice.
Our comprehensive process evaluates:
Financial Assessment
- Income and expenses
- Assets and liabilities
- Financial goals and objectives
- Time horizon for investments
Risk Assessment
- Risk appetite and tolerance
- Investment experience
- Age and life stage
- Liquidity requirements
This ensures that our advice is appropriate for each client’s unique circumstances and that recommended investments are suitable for their risk profile.
Legal & Advertising Disclaimer
Investment Climb Advisory does not promote or advertise any assured or guaranteed returns.
Registration with SEBI does not imply any performance guarantee. The certification from NISM does not in any manner guarantee performance of the intermediary or provide any assurance of returns to investors.
The contents of this website are for informational purposes only and should not be construed as investment advice without proper engagement documentation and client agreement.
Complaint Disclosure (Monthly)
Breakdown of investor complaints for Investment Climb Advisory, published in line with SEBI (Investment Advisers) regulations.
Reporting frequency: Monthly
Last updated: 30 Sept 2025
Data source: Internal grievance log consolidated by the Compliance Officer
Resolution Rate (YTD)
100%
Calculated from total complaints handled during the current financial year.
Complaints received this period
0
Year to date: 0
Complaints resolved this period
0
Year to date: 0
Pending at period end
Nil
Carried forward into period: Nil
| Period | At the beginning of the period | Received during the period | Resolved during the period | Pending at period end | Reasons for pendency |
|---|---|---|---|---|---|
| September 2025 | Nil | 0 | 0 | Nil | Nil |
| FY 2024- 25 | Nil | 0 | 0 | Nil | Nil |
| FROM THE BEGINING | Nil | 0 | 0 | Nil | Nil |
Counts are reconciled on the last working day of the month using the grievance tracker and the compliance@investmentclimb.com mailbox.
For automation, filter emails addressed to compliance@investmentclimb.com with the subject prefix "Complaint" and log them in the grievance register before month-end reconciliation.
Verify Our SEBI Registration
You can verify our SEBI registration status on the official SEBI Investment Adviser list.
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